Tilkin Group LLC

Securities Expert Witness

David Tilkin

Tilkin Group LLC - OWNER

Portrait David Tilkin

David Tilkin

About Me

Financial Services Industry Expert providing insightful, resourceful, practical litigation support to lawyers and financial service firms.

Serve as expert witness, ethics consultant, securities arbitration consultant, forensic analyst and ethical practice consultant, leveraging deep and broad experience in the financial services industry.

Thirty plus years of broker-dealer experience as broker, assistant manager, branch manager and regional director with additional experience in the independent rep channel and broker-dealer compliance and exception reporting software.

Valued for comprehensive, versatile approach to analyzing complex cases and offering substantive, compelling opinions to support effective legal strategy.


  • Flexibility

David has dealt with a wide variety of challenging cases ranging from Ponzi schemes to employment conflicts for both claimant and respondent.

  • Management

David has supervised hundreds of brokers, scores of branch managers, broker-dealer regions and a substantial expert witness case load.

  • Planning

David brings the highest level of organization and order to even the most complex cases and situations.

  • Drive

Expert witness services provides the opportunity to engage in interesting and challenging financial services cases while working with all participants to raise the quality of practice in investment portfolios.

My projects

Regulatory Cheat Sheet

Up-to-date Rules and Regulations 2008/2015

Discovery Guide Addendum

An addendum to FINRA Discovery Guide to focus on hiring, hiring due diligence and supervisory process.